Job Title Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Rates Corporate Title Vice President Location New York, NY Overview You will focus on providing real time support to the FIC Sales & Trading business. The FIC Sales & Trading business focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt. With primary

Provides legal advice/counsel to all NYPA's business and functional areas.Researches, analyzes, and interprets proposed and existing laws, statutes, and regulations. Identifies, monitors, and addresses issues of legal risk. Informs and contributes to the structuring, drafting, negotiating and/or approval of legal contracts, letters of agreement, policies and other documen

This role, which performs all transactions typically associated with both the Teller Line and Platform, focuses on 100% client satisfaction while maintaining operational soundness and achieving market, branch and personal goals. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties and special projects may be assigned. Receives checks and cash for depo

Together with the Chief Attorney of the Civil Practice, provide legal and managerial leadership for the Civil Practice in the Bronx Responsible for overall office management and operations Supervise, mentor, train, and encourage professional development of managers, staff attorneys, paralegals, social workers, and support staff Monitor and maintain a high standard of repr

Join us and celebrate the beauty of human experience. Create for happier, healthier lives, with love for nature. Together, with our customers, we deliver food innovations, craft inspired fragrances and develop beauty and wellbeing solutions. There's much to learn and many to learn from, with more than 16,000 employees around the world to explore ideas and ambitions with.

SMBC Group is a top tier global financial group. Headquartered in Tokyo and with a 400 year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is t

Provide legal counsel and guidance on a wide range of labor and employment matters, including workplace complaints and investigations, HR related litigation, terminations, policies and procedures, and overall compliance. Conduct internal investigations and manage all phases of employment related disputes, including pre litigation, litigation, and dispute resolution. Overs

The Senior Specialist, Quality Control Review and Editing performs quality control (QC) review and editing of regulatory documents and provides support to the development of high quality documents for regulatory fulfillment to health authorities using appropriate processes, tools, and technology. The Senior Specialist, Quality Control Review and Editing works cross functi

Assist M&A deal leads with several work streams for live transactions, including use of confidential information memoranda, coordination of the Q&A process and due diligence effort with internal subject matter experts and external consultants. Conduct market research using AES data subscriptions and public sources to inform business development efforts; Prepare and delive

Assists the Retail Private Banker in the day to day operation of the Branch and manages the insides sales process. In the Retail Private Banker's absence, runs the branch, manages sales and ensures staff is current with compliance of internal and external policy and regulations. Leads staff with regard to providing exceptional service to clients. Responsibilities 1. List

As a Banking Service Professional, the Personal Banker will provide effective support of sales and service activities within the banking office, developing new business by educating existing and potential clients and exemplifying Valley's quality service standards. Provides a variety of banking solutions by analyzing needs, recommending solutions and selling bank products

SMBC is seeking a full time staff to assist with the maintenance of the Accounts Payable ledger function and ensure the payment of all invoices and expense claims. The staff will be responsible for processing invoices into Oracle A/P and Coupa system following compliance with bank policies and procedures. Vendor Accounting Group is part of the Controller's group under Pla

Universal Banker I PART TIME Job Locations US NJ Long Branch Job ID 2024 2556 # of Openings 1 Type Part Time Category Retail Banking Overview Responsible for providing exceptional service to all existing and potential clients. Will manage the full client experience efficiently, identifying sales opportunities, making referrals and handling service transactions. Responsibi

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You'll find an environ